Broker Check
William Pintaric

William Pintaric

Principal

Bill has been involved in the financial industry since 1981, first as a Registered Representative of WRP Investments, Inc., and later as the Chief Compliance Officer of WRP Investments. After the merger of WRP Investments and Sterne Agee Financial Services, Bill was named the Director of Supervision for the firm.

Bill has acted as the firms’ representative with regulators, including FINRA, the SEC, and state regulators. He has working in a Compliance or Supervisory role on both the commission based and fee- based sides of the business.

He has been a sports cars racer with the Sports Car Club of America since 1986, racing in several different classes and racing over 10 different cars. He has earned numerous awards for his driving.

He currently lives with his wife of 32 years, Sandy, and their daughter Katie, in North Jackson, Ohio, overlooking their equine facility.